Financial Advisor

Company: Kellogg Community Credit Union
Location: Battle Creek
Posted on: April 7, 2026

Job Description:

Description: Kellogg Community Credit Union has an exciting opportunity for a Financial Advisor! Market and explain the Investment services to customers at branch offices of our financial institutions. Serve as a "needs based" resource for all securities-related products and services. Transmit orders on behalf of customers, relay data and investment advice to customers. Manage customer relationships and handle all Investment related transactions, following appropriate, well-defined procedures with minimal supervision, to ensure regulatory compliance and in keeping with the philosophy of the company. Actively support the company's total marketing concept. Job Functions: * Facilitate the sales process by accepting and placing securities orders * Meet, qualify and open new accounts for those customers who don't require a meeting with the Financial Advisor * Coordinate and manage all seminars, marketing campaigns and sales literature for those offices within their markets * Develop and direct branch training and referral campaigns * Establish all brokerage accounts, including all necessary documents required to open a brokerage account * Cashiering-booking checks and stock certificates, including obtaining necessary legal requirements for stock certificates, into brokerage accounts * Follow up on all outstanding paperwork * Process journals between brokerage accounts * Manage all communications with corporate office to resolve problems * Set up mutual fund periodic investment plans and systematic withdrawal plans * Set up money lines; ACH or EFT money movements for trade settlements Requirements: * College degree or equivalent business experience is required (Appropriate experience may substitute for education) * Series 7 and 63 securities licenses and State Insurance License * 2 years' experience * Clean U - 4 * Customer relations/sales experience required * Actual business experience required * The ability to learn detailed requirements of the position is required * Participate in all required compliance training, including Bank Secrecy Act/anti-money laundering training, as well as internal and external training programs, online training, meetings, and seminars/conferences, etc. This position has the ability to be based in Battle Creek, or Kalamazoo Michigan as well as the ability to serve our entire footprint. PM20 PI6a412532d4d0-29400-40148635

Keywords: Kellogg Community Credit Union, Pontiac , Financial Advisor, Sales , Battle Creek, Michigan